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Regulation NMS
Results: 1042

#	Item
521	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4; Rel. No[removed], File No. SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-17 15:33:54 Finance United States securities law 73rd United States Congress Economy of the United States Chicago Board Options Exchange Securities Exchange Act Option Regulation NMS U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Investment
522	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 5, 2010 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-08 13:21:24 Financial regulation Self-regulatory organizations Financial system Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Regulation NMS United States securities law United States Securities and Exchange Commission 73rd United States Congress
523	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-22 11:54:20 United States securities law Investment 73rd United States Congress Stock market Securities Exchange Act Regulation NMS Intermarket sweep order NASDAQ Philadelphia Stock Exchange United States Securities and Exchange Commission Financial economics Economy of the United States
524	December 23, 2013 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-24 10:26:48 Financial system Securities Bonds Securities Industry and Financial Markets Association Regulation NMS U.S. Securities and Exchange Commission National market system plan Financial economics Financial markets Investment
525	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 8, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 13:40:33 Finance Financial markets Stock market United States securities law Short selling Regulation NMS Securities Exchange Act Short Betting in poker Financial economics United States Securities and Exchange Commission Investment
526	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-29 12:27:55 Financial economics Finance 73rd United States Congress Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Regulation NMS Short United States Securities and Exchange Commission United States securities law Business
527	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-24 19:05:20 United States Securities and Exchange Commission Financial economics Financial markets United States 73rd United States Congress Securities Exchange Act Regulation NMS Chicago Stock Exchange Financial Industry Regulatory Authority Economy of the United States United States securities law Self-regulatory organizations
528	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-24 13:25:15 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Order Financial economics Financial regulation Investment Chicago Stock Exchange United States Securities and Exchange Commission Stock market United States securities law
529	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-29 10:12:23 Financial economics Financial regulation Short selling Finance Financial system Securities Exchange Act Regulation NMS NYSE Arca New York Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
530	Notice of Filing and Order Granting Temporary Effectiveness of Amendment to Plan Establishing Procedures under Rule 605 of Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-14 11:09:26 Economy of the United States 73rd United States Congress Financial regulation Financial markets Securities Exchange Act Financial economics Regulation NMS Chicago Stock Exchange U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Self-regulatory organizations

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